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  1. FCA sets out approach to assessing Connaught complaints

    Statements

    Published: 19/04/2021

    Last modified: 19/04/2021

    In December we published the report of Raj Parker’s 'Independent Review into the FSA and FCA’s handling of the Connaught Income Fund Series 1 and connected companies', and our response to that review. In our response we said that we were sorry
  2. FCA makes key sustainability and technology hires

    Press Releases

    Published: 19/04/2021

    Last modified: 19/04/2021

    We have appointed Sacha Sadan as Director of Environment Social and Governance.
  3. Nausicaa Delfas’s appointment as Interim Chief Executive and Chief Ombudsman of Financial Ombudsman Service

    Statements

    Published: 19/04/2021

    Last modified: 19/04/2021

    The Financial Ombudsman Service has appointed Nausicaa Delfas as the organisation’s interim Chief Executive and Chief Ombudsman.
  4. FCA sets out broad approach to assessing LCF Complaints

    Statements

    Published: 18/04/2021

    Last modified: 15/03/2022

    We set out our broad approach to assessing London Capital & Finance (LCF) complaints.
  5. FCA stops FXVC offering CFDs to UK customers

    Press Releases

    Published: 16/04/2021

    Last modified: 07/07/2021

    The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors
  6. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases

    Published: 15/04/2021

    Last modified: 15/04/2021

    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.
  7. Financial Stability Board publishes Peer Review of UK remuneration regime

    Statements

    Published: 14/04/2021

    Last modified: 14/04/2021

    A joint statement with the PRA welcoming the Financial Stability Board’s (FSB) Peer Review of the UK’s compensation regime.
  8. Post-Brexit changes for some consumer credit firms from 1 June 2021

    Statements

    Published: 13/04/2021

    Last modified: 13/04/2021

    We are reminding firms about changes certain consumer credit firms will have to make to pre-contract consumer credit information forms.
  9. Future consultation on strengthening investor protections in Special Purpose Acquisition Companies (SPACs)

    Statements

    Published: 31/03/2021

    Last modified: 31/03/2021

    We confirm that we will be consulting shortly on amendments to our Listing Rules and related guidance to strengthen protections for investors in Special Purpose Acquisition Companies (SPACs).
  10. FCA publishes letter of concerns in relation to Amigo Loans’ proposed scheme of arrangement

    Statements

    Published: 31/03/2021

    Last modified: 31/03/2021

    We set out our position on Amigo Loans’ application to implement a scheme of arrangement.
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