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Showing 1001 to 1010 of 1588 search results.

1001. FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams

      Press Releases

      Published: 29/01/2018

      Last modified: 12/04/2024

      The FCA has urged the public to be vigilant to the threat of online investment fraud.

1002. FCA publishes decision notices against One Call Insurance Services Limited and John Lawrence Radford

      Press Releases

      Published: 26/01/2018

      Last modified: 26/01/2018

      The Financial Conduct Authority has today published Decision Notices in respect of One Call Insurance Services Limited (One Call) and its Chief Executive and majority shareholder John Lawrence Radford.

1003. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

      Press Releases

      Published: 25/01/2018

      Last modified: 25/01/2018

      The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

1004. Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

      Press Releases

      Published: 22/01/2018

      Last modified: 03/09/2020

      The FCA has launched a consultation on plans to give more small businesses access to the Financial Ombudsman Service. This follows a review of the protections available to small and medium sized enterprises as users of financial services.

1005. FCA issues list of unauthorised binary options providers

      Press Releases

      Published: 12/01/2018

      Last modified: 12/01/2018

      The Financial Conduct Authority (FCA) has today published a list of 94 firms without FCA authorisation that it understands to be offering binary options trading to UK consumers.

1006. FCA fines and bans former RBS trader, Neil Danziger

      Press Releases

      Published: 08/01/2018

      Last modified: 08/01/2018

      The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

1007. Charles Randell appointed new Chair of the FCA

      Press Releases

      Published: 05/01/2018

      Last modified: 05/01/2018

      HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA).

1008. FCA stops unlawful foreign exchange investment scheme

      Press Releases

      Published: 19/12/2017

      Last modified: 21/12/2017

      Following an application by the FCA, the High Court yesterday made orders against a number of persons involved in carrying on an unauthorised foreign exchange investment scheme.  The scheme took in at least £1.2 million from 65 investors but none

1009. FCA publishes Feedback Statement on Distributed Ledger Technology

      Press Releases

      Published: 15/12/2017

      Last modified: 17/11/2023

      The FCA has today published feedback on its Discussion Paper on Distributed Ledger Technology (DLT).

1010. AIM Investment Company fined for failing to disclose inside information as soon as possible

      Press Releases

      Published: 14/12/2017

      Last modified: 14/12/2017

      The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR).  This is the first fine the FCA has