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Showing 1161 to 1170 of 1588 search results.

1161. FCA bans two individuals for lack of integrity

      Press Releases

      Published: 09/06/2016

      Last modified: 09/06/2016

      FCA bans two individuals for lack of integrity. Press Releases First published:. 09/06/2016. Last updated: 09/06/2016. Share page. FCA bans two individuals for lack of integrity. The Financial Conduct Authority has banned Mark Kelly and Patrick

1162. FCA fines CT Capital Ltd for failures related to PPI complaint handling

      Press Releases

      Published: 01/06/2016

      Last modified: 01/06/2016

      FCA fines CT Capital Ltd for failures related to PPI complaint handling. Press Releases First published:. 01/06/2016. Last updated: 01/06/2016. Share page. FCA fines CT Capital Ltd for failures related to PPI complaint handling. The Financial

1163. Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists

      Press Releases

      Published: 27/05/2016

      Last modified: 27/05/2016

      Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists. Press Releases First published:. 27/05/2016. Last updated: 27/05/2016. Share page. Megan Butler appointed permanent Director of Supervision –

1164. FCA proposes cap on early exit charges

      Press Releases

      Published: 26/05/2016

      Last modified: 26/05/2016

      FCA proposes cap on early exit charges. Press Releases First published:. 26/05/2016. Last updated: 26/05/2016. Share page. FCA proposes cap on early exit charges. The Financial Conduct Authority (FCA) has today announced the level at which it will

1165. Over 55s at heightened risk of fraud, says FCA

      Press Releases

      Published: 25/05/2016

      Last modified: 25/05/2016

      Over 55s at heightened risk of fraud, says FCA. Press Releases First published:. 25/05/2016. Last updated: 25/05/2016. Share page. Over 55s at heightened risk of fraud, says FCA. FCA urges caution as study reveals increasing risk of retirees being

1166. The FCA bans Keydata’s former compliance officer, Peter Johnson

      Press Releases

      Published: 19/05/2016

      Last modified: 19/05/2016

      The FCA bans Keydata’s former compliance officer, Peter Johnson. Press Releases First published:. 19/05/2016. Last updated: 19/05/2016. Share page. The FCA bans Keydata’s former compliance officer, Peter Johnson. The Financial Conduct Authority

1167. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

      Press Releases

      Published: 16/05/2016

      Last modified: 09/11/2016

      FCA reviews find mortgage firms lending responsibly but scope for improvement on competition. Press Releases First published:. 16/05/2016. Last updated: 09/11/2016. Share page. FCA reviews find mortgage firms lending responsibly but scope for

1168. FCA fines and bans financial adviser for insider dealing

      Press Releases

      Published: 13/05/2016

      Last modified: 13/05/2016

      FCA fines and bans financial adviser for insider dealing. Press Releases First published:. 13/05/2016. Last updated: 13/05/2016. Share page. FCA fines and bans financial adviser for insider dealing. The Financial Conduct Authority (FCA) has today

1169. Insider dealers sentenced in Operation Tabernula trial

      Press Releases

      Published: 11/05/2016

      Last modified: 05/04/2023

      In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.

1170. Financial Conduct Authority’s regulatory sandbox opens to applications

      Press Releases

      Published: 09/05/2016

      Last modified: 09/05/2016

      Financial Conduct Authority’s regulatory sandbox opens to applications. Press Releases First published:. 09/05/2016. Last updated: 09/05/2016. Share page. Financial Conduct Authority’s regulatory sandbox opens to applications. The Financial