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Showing 1171 to 1180 of 1588 search results.

1171. Two convicted of insider dealing in Operation Tabernula trial

      Press Releases

      Published: 08/05/2016

      Last modified: 13/04/2026

      In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal.

1172. FCA proposes measures to improve the effectiveness of UK primary listed debt markets

      Press Releases

      Published: 27/04/2016

      Last modified: 27/04/2016

      FCA proposes measures to improve the effectiveness of UK primary listed debt markets. Press Releases First published:. 27/04/2016. Last updated: 27/04/2016. Share page. FCA proposes measures to improve the effectiveness of UK primary listed debt

1173. FCA outlines rules for secondary annuity market

      Press Releases

      Published: 21/04/2016

      Last modified: 27/04/2016

      FCA outlines rules for secondary annuity market. Press Releases First published:. 21/04/2016. Last updated: 27/04/2016. Share page. FCA outlines rules for secondary annuity market. The Financial Conduct Authority has today published a consultation

1174. FCA wins case in the Supreme Court

      Press Releases

      Published: 20/04/2016

      Last modified: 23/11/2021

      In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at

1175. FCA publishes Decision Notice for former UBS LIBOR trader

      Press Releases

      Published: 14/04/2016

      Last modified: 14/04/2016

      FCA publishes Decision Notice for former UBS LIBOR trader. Press Releases First published:. 14/04/2016. Last updated: 14/04/2016. Share page. FCA publishes Decision Notice for former UBS LIBOR trader. The Financial Conduct Authority (FCA) has today

1176. FCA and PRA jointly publish proposals to enhance enforcement decision-making processes

      Press Releases

      Published: 14/04/2016

      Last modified: 04/11/2019

      The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

1177. FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process

      Press Releases

      Published: 13/04/2016

      Last modified: 13/04/2016

      FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process. Press Releases First published:. 13/04/2016. Last updated: 13/04/2016. Share page. FCA publishes the interim report of

1178. FCA bans former RBS LIBOR submitter, Paul White

      Press Releases

      Published: 12/04/2016

      Last modified: 12/04/2016

      FCA bans former RBS LIBOR submitter, Paul White. Press Releases First published:. 12/04/2016. Last updated: 12/04/2016. Share page. FCA bans former RBS LIBOR submitter, Paul White. The Financial Conduct Authority (FCA) has banned Paul White from

1179. FCA reminds asset managers of importance of meeting investors’ expectations

      Press Releases

      Published: 07/04/2016

      Last modified: 07/04/2016

      FCA reminds asset managers of importance of meeting investors’ expectations. Press Releases First published:. 07/04/2016. Last updated: 07/04/2016. Share page. FCA reminds asset managers of importance of meeting investors’ expectations. Asset

1180. FCA publishes 2016/17 Business Plan

      Press Releases

      Published: 05/04/2016

      Last modified: 05/04/2016

      FCA publishes 2016/17 Business Plan. Press Releases First published:. 05/04/2016. Last updated: 05/04/2016. FCA publishes 2016/17 Business Plan. The Financial Conduct Authority (FCA) has today published its annual Business Plan. The Business Plan