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FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms. Press Releases First published:. 13/08/2015. Last updated: 19/04/2016. Share page. FCA publishes rules on how it will -
FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings
Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA). -
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator
The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that -
Christopher Woolard appointed to the FCA Board
Christopher Woolard appointed to the FCA Board. Press Releases First published:. 31/07/2015. Last updated: 31/07/2015. Share page. Christopher Woolard appointed to the FCA Board. The Financial Conduct Authority (FCA) today announced the appointment -
Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist
The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist. -
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. 30/07/2015. Last updated: 30/07/2015. Share page. FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. The Financial Conduct -
FCA finds firms still failing to fully manage benchmark risks
FCA finds firms still failing to fully manage benchmark risks. Press Releases First published:. 29/07/2015. Last updated: 29/07/2015. Share page. FCA finds firms still failing to fully manage benchmark risks. Firms still have to do further work to -
Firms making good progress in handling unauthorised transactions
Firms making good progress in handling unauthorised transactions. Press Releases First published:. 28/07/2015. Last updated: 28/07/2015. Share page. Firms making good progress in handling unauthorised transactions. Research into how claims are -
Payday lender Cash Genie to provide £20 million redress to over 92,000 customers
Payday lender Cash Genie to provide £20 million redress to over 92,000 customers. Press Releases First published:. 27/07/2015. Last updated: 09/11/2016. Share page. Payday lender Cash Genie to provide £20 million redress to over 92,000 customers.