News
Search results
Showing 1281 to 1290 of 1588 search results.
-
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator
Deutsche Bank fined £227 million by Financial Conduct Authority for LIBOR and EURIBOR failings and for misleading the regulator. Press Releases First published:. 23/04/2015. Last updated: 24/04/2015. Share page. Deutsche Bank fined £227 million -
FCA fines Merrill Lynch International £13.2 million for transaction reporting failures
FCA fines Merrill Lynch International £13.2 million for transaction reporting failures. Press Releases First published:. 22/04/2015. Last updated: 22/04/2015. Share page. FCA fines Merrill Lynch International £13.2 million for transaction -
Tribunal directs Financial Conduct Authority to ban former insurance broker
Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. 16/04/2015. Last updated: 16/04/2015. Share page. Tribunal directs Financial Conduct Authority to ban former insurance broker. The Upper -
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules
FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules. Press Releases First published:. 15/04/2015. Last updated: 15/04/2015. Share page. -
Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling
Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. Press Releases First published:. 14/04/2015. Last updated: 30/09/2016. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling. The -
Banking complaints up as total complaints fall by 7%
Financial services firms received 2,183,540 new complaints (including those related to PPI) between July and December 2014 -
Kenneth Carver fined £35,212 for insider dealing
Kenneth Carver fined £35,212 for insider dealing. Press Releases First published:. 30/03/2015. Last updated: 30/11/2016. Share page. Kenneth Carver fined £35,212 for insider dealing. The Financial Conduct Authority (FCA) has today fined Kenneth -
Ryan Willmott sentenced to 10 months imprisonment for insider dealing
Ryan Willmott, the former group reporting and financial planning manager for Logica PLC, who pleaded guilty to three counts of insider dealing on 26 February 2015, has today been sentenced to 10 months imprisonment. He was also ordered to pay -
FCA consults on 2015/16 fees for regulated firms
FCA consults on 2015/16 fees for regulated firms. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA consults on 2015/16 fees for regulated firms. The Financial Conduct Authority (FCA) is consulting on fees for -
FCA publishes final retirement income market study report
FCA publishes final retirement income market study report. Press Releases First published:. 26/03/2015. Last updated: 26/03/2015. Share page. FCA publishes final retirement income market study report. The Financial Conduct Authority has today