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Former Logica PLC Manager pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Ryan Willmott, formerly Group Reporting and Financial Planning Manager for Logica PLC, has today pleaded guilty to three instances of insider dealing. -
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly. Press Releases First published:. 24/02/2015. Last updated: 24/02/2015. Share page. FCA fines Aviva Investors £17.6m -
FCA challenges firms to review approach to consumer vulnerability
Research published by the FCA reveals that some vulnerable consumers seeking help from financial providers are meeting ‘a computer says no’ approach, putting them at risk of further detriment -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime. -
FCA to investigate competition in investment and corporate banking services following review of wholesale markets
FCA to investigate competition in investment and corporate banking services following review of wholesale markets. Press Releases First published:. 19/02/2015. Last updated: 19/02/2015. Share page. FCA to investigate competition in investment and -
Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing
As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before -
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today
New Chairs of the Financial Conduct Authority’s Practitioner Panels announced today. Press Releases First published:. 06/02/2015. Last updated: 03/11/2016. Share page. New Chairs of the Financial Conduct Authority’s Practitioner Panels -
FCA confirms final rules for independent governance committees
FCA confirms final rules for independent governance committees. Press Releases First published:. 04/02/2015. Last updated: 04/02/2015. Share page. FCA confirms final rules for independent governance committees. The Financial Conduct Authority (FCA) -
Alex Hope and Raj Von Badlo sentenced following FCA prosecution
Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Press Releases First published:. 30/01/2015. Last updated: 30/01/2015. Share page. Alex Hope and Raj Von Badlo sentenced following FCA prosecution. Having been convicted on 9 January -
The Financial Conduct Authority to gather evidence on how the PPI complaints process is working
The Financial Conduct Authority to gather evidence on how the PPI complaints process is working. Press Releases First published:. 30/01/2015. Last updated: 03/11/2016. Share page. The Financial Conduct Authority to gather evidence on how the PPI