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Showing 1341 to 1350 of 1588 search results.

  1. FCA publishes terms of reference for credit card market study

    Press Releases

    Published: 25/11/2014

    Last modified: 25/11/2014

    FCA publishes terms of reference for credit card market study. Press Releases First published:. 25/11/2014. Last updated: 25/11/2014. Share page. FCA publishes terms of reference for credit card market study. The Financial Conduct Authority (FCA)
  2. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures

    Press Releases

    Published: 20/11/2014

    Last modified: 20/11/2014

    FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. Press Releases First published:. 20/11/2014. Last updated: 20/11/2014. Share page. FCA fines RBS, NatWest and Ulster Bank Ltd £42 million for IT failures. The Financial
  3. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

    Press Releases

    Published: 17/11/2014

    Last modified: 17/11/2014

    FCA fines Chase de Vere for failures surrounding sale of Keydata Products. Press Releases First published:. 17/11/2014. Last updated: 17/11/2014. Share page. FCA fines Chase de Vere for failures surrounding sale of Keydata Products. The Financial
  4. The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with

    Press Releases

    Published: 17/11/2014

    Last modified: 01/11/2016

    The Financial Conduct Authority and industry agree to improve the way consumer complaints are dealt with. Press Releases First published:. 17/11/2014. Last updated: 01/11/2016. Share page. The Financial Conduct Authority and industry agree to
  5. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases

    Published: 14/11/2014

    Last modified: 23/11/2021

    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.
  6. FCA confirms price cap rules for payday lenders

    Press Releases

    Published: 11/11/2014

    Last modified: 17/11/2014

    FCA confirms price cap rules for payday lenders. Press Releases First published:. 11/11/2014. Last updated: 17/11/2014. FCA confirms price cap rules for payday lenders. People using payday lenders and other providers of high-cost short-term credit
  7. Former Moore Capital trader pleads guilty to insider dealing

    Press Releases

    Published: 07/11/2014

    Last modified: 05/04/2023

    In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing
  8. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases

    Published: 05/11/2014

    Last modified: 29/11/2021

    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted
  9. Statement re: promotion of shares in EMMIT plc

    Press Releases

    Published: 31/10/2014

    Last modified: 21/11/2016

    Statement re: promotion of shares in EMMIT plc. Press Releases First published:. 31/10/2014. Last updated: 21/11/2016. Share page. Statement re: promotion of shares in EMMIT plc. The Financial Conduct Authority (FCA) has been made aware that
  10. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases

    Published: 30/10/2014

    Last modified: 30/10/2014

    FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. 30/10/2014. Last updated: 30/10/2014. Share page. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Sesame Ltd, the UK’s largest network of financial
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