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HomeServe fined £30 million for widespread failings
HomeServe fined £30 million for widespread failings. Press Releases First published:. 13/02/2014. Last updated: 13/02/2014. Share page. HomeServe fined £30 million for widespread failings. The Financial Conduct Authority (FCA) has issued its -
The Financial Conduct Authority publishes its findings on transition management
Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by -
The FCA appoints adviser on wholesale banking and investment management
The FCA has appointed James Kelly as an adviser in the wholesale banking and investment management division within Supervision. -
CPP redress scheme opens - customers have until end of August 2014 to claim
CPP redress scheme opens - customers have until end of August 2014 to claim. Press Releases First published:. 03/02/2014. Last updated: 03/02/2014. Share page. CPP redress scheme opens - customers have until end of August 2014 to claim. Seven -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings. Press Releases First published:. 31/01/2014. Last updated: 31/01/2014. Share page. State Street UK fined £22.9m by Financial Conduct Authority for -
New rules proposed for sponsors to enhance listing regime
New rules proposed for sponsors to enhance listing regime. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. New rules proposed for sponsors to enhance listing regime. Proposed new rules to ensure sponsors – -
Adviser banned and fined for fabricating RDR qualification certificates
Adviser banned and fined for fabricating RDR qualification certificates. Press Releases First published:. 30/01/2014. Last updated: 30/01/2014. Share page. Adviser banned and fined for fabricating RDR qualification certificates. Former retail -
FCA bans former BGC senior executive Anthony Verrier
FCA bans former BGC senior executive Anthony Verrier. Press Releases First published:. 29/01/2014. Last updated: 30/06/2014. Share page. FCA bans former BGC senior executive Anthony Verrier. The Financial Conduct Authority (FCA) has banned Anthony -
£31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme
£31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme. Press Releases First published:. 27/01/2014. Last updated: 27/01/2014. Share page. £31m in compensation to be paid out following FCA’s Arch cru consumer -
Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).