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FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches
FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. Press Releases First published:. 26/11/2013. Last updated: 29/11/2016. Share page. FCA fines SEI Investments (Europe) Limited £900,200 for client money breaches. The -
FCA proposes new rules on dealing commission for investment managers
The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related -
The FCA launches review into price comparison websites
The FCA launches review into price comparison websites. Press Releases First published:. 24/11/2013. Last updated: 09/12/2016. Share page. The FCA launches review into price comparison websites. Price comparison websites (PCWs) are a valuable tool -
FCA acts quickly to stop suspected boiler room from taking more money
A suspected boiler room has had an unlimited worldwide asset freezing order placed upon it by the Financial Conduct Authority (FCA) after a High Court judge agreed that First Capital Wealth Limited (FCW) posed a serious risk to consumers. The -
The FCA strengthens the listing rules to enhance protection for shareholders
The FCA strengthens the listing rules to enhance protection for shareholders. Press Releases First published:. 05/11/2013. Last updated: 27/11/2013. Share page. The FCA strengthens the listing rules to enhance protection for shareholders. The -
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference
Martin Wheatley calls for greater transparency in the asset management sector at the 2013 FCA Asset Management Conference. Press Releases First published:. 30/10/2013. Last updated: 30/10/2013. Share page. Martin Wheatley calls for greater -
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct. Press Releases First published:. 29/10/2013. Last updated: 29/10/2013. Share page. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct. The Financial -
The Financial Conduct Authority outlines how it will regulate crowdfunding
The Financial Conduct Authority outlines how it will regulate crowdfunding. Press Releases First published:. 24/10/2013. Last updated: 24/10/2013. The Financial Conduct Authority outlines how it will regulate crowdfunding. Consumers who want to -
Two financial advisers banned and fined after investors lose out
Two financial advisers banned and fined after investors lose out. Press Releases First published:. 18/10/2013. Last updated: 18/10/2013. Two financial advisers banned and fined after investors lose out. Two Surrey-based investments advisers have -
The FCA publishes data on complaints and redress for the first half of 2013
The FCA publishes data on complaints and redress for the first half of 2013. Press Releases First published:. 16/10/2013. Last updated: 16/10/2013. Share page. The FCA publishes data on complaints and redress for the first half of 2013. Consumer