News
Search results
Showing 201 to 210 of 1587 search results.
-
Court sets date for £64 million WealthTek fraud and money laundering trial
A court date has been set for a major FCA-led fraud and money laundering trial. -
FCA finds vast majority of ongoing suitability reviews delivered
The FCA has found that financial advisers are delivering suitability reviews in the vast majority of cases included in its review of ongoing advice. -
FCA announces winners of its economics research competition
The FCA has announced the winners of its research competition, which aims to increase understanding of how regulation can support economic growth. -
FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. -
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
The FCA has charged independent financial adviser Lisa Campbell with criminal offences. -
FCA steps up action against misleading financial adverts
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA. -
FCA confiscates over £500,000 from convicted insider dealer
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. -
FCA secures confiscation order against convicted fraudster
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. -
FCA sets out further proposals to support growing business and investment opportunities
The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy. -
FCA issues first fine for transaction reporting failures under MiFIR
Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports which risked market abuse going undetected.