News
Search results
Showing 21 to 30 of 1587 search results.
-
Pension firms must do more for customers in older pensions and fund savings
FCA found that people holding legacy pension products, now closed to new savers, could be receiving poorer value than those in newer ones. -
Statutory panel chair appointments confirmed for FCA listing authority and practitioner panels
The FCA has announced Kirsty Cooper will take up the role as Chair of the Listing Authority Advisory Panel (LAAP). Clare Woodman and Matt Hammerstein have been reappointed as Chair of the FCA Markets Practitioner Panel and Chair of the FCA -
FCA sets landmark crypto rules to cement the UK’s place as a global hub
Firms supporting people to buy, trade and hold crypto will need to meet clear standards under landmark rules set out by the FCA. -
Non-UK business removed from Consumer Duty scope to reduce burdens on wholesale businesses
Wholesale financial businesses involved in retail markets will find it easier to comply with the Consumer Duty, following proposals from the FCA. -
FCA consults on targeted changes to listing rules for closed-ended investment funds
The FCA has published a consultation paper on proposed changes to its UK Listing Rules for closed‑ended investment funds, focused on the management of conflicts of interest. -
CACEIS UK censured and to pay £31.7m to WealthTek clients for weak financial crime controls
CACEIS UK, an asset servicing bank, has been censured by the FCA and will make a £31.7m voluntary payment to WealthTek clients for failing to act on information that left clients exposed to the risk of financial crime. -
Commodity traders offer £1m to crisis fund after FCA competition probe
The FCA is concerned 11 traders may have shared sensitive information or coordinated trades, potentially restricting competition. -
FCA consults on proposals to support strong, consistent standards in the SIPP market
Our plans to drive greater consistency of standards in self-invested pensions. -
Investors get real-time view of UK bond market activity for the first time
For the first time, investors and market participants can access a single, real-time source of prices and trading activity across the UK bond market, following the launch of its bond consolidated tape, operated by ETS Connect UK. -
FCA decides to fine Carlos Ricardo Fuenmayor £99,600 for disclosure failures
The FCA has decided to fine Carlos Fuenmayor, the Chief Executive of BancTrust, £99,600 for failing to disclose three separate matters to the FCA.