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FCA proposes to extend the time firms have to handle complaints relating to motor finance commission
The proposed extension would allow firms more time to handle complaints efficiently and effectively and help prevent inconsistent outcomes for consumers and firms. -
FCA statement on the Chancellor’s Mansion House speech
The FCA supports the Chancellor's vision for achieving growth. -
FCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements
Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA for recklessly breaching an asset requirement imposed on the firm. -
FCA fines Metro Bank £16m for financial crime failings
The FCA has fined Metro Bank plc £16,675,200 for failing to have the right systems and controls to adequately monitor money laundering risks between 2016 and 2020. -
Director fined £1.1m and banned for misusing funds due to insurers
The FCA has banned Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers. -
FCA secures convictions against two individuals for £1.5m fraud
Two individuals have been convicted for their roles in an £1.5 million investment fraud following a prosecution brought by the FCA. -
FCA enhances access to market data and investment research to support growth
The FCA has set out a package of measures to reinforce the UK’s leading position in the bond, derivatives and asset management sectors, supporting growth. -
Three individuals and two firms charged over alleged unauthorised business activities
The FCA has started criminal proceedings against Anthony Hay, Laura Hay, Tim Stewart, Premier Finance GB Ltd and Proserv GBR Limited, for allegedly engaging in unauthorised business. -
FCA and PSR Boards appoint new chair to decision-making committees
The FCA and PSR announces the appointment of Alison Potter as Chair to two major committees. -
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings
The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services from advising any customers on pension transfers and opt outs.