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PwC fined £15 million for failing to alert the FCA to suspected fraudulent activity at London Capital & Finance plc
The FCA has fined PricewaterhouseCoopers LLP (PwC) for failing to report to the regulator their belief that London Capital & Finance plc (LCF) might be involved in fraudulent activity. This is the first time the FCA has fined an audit firm. -
FCA censures auditor for failings in client asset reports
The FCA has censured the auditor Macintyre Hudson for failing to prepare client asset reports to the required standard. -
FCA fines FXTB for unfair customer treatment practices
Cypriot contract for differences firm Forex TB Limited has been fined £276,100 for failing to treat its customers fairly. -
FCA fines and bans Martin Sarl for dishonest and reckless conduct
We have banned Martin Sarl from working in the financial services industry and fined him £5,021 for acting without honesty and integrity. -
FCA progresses framework to drive long-term value for workplace pension savers
Pensions savers stand to benefit from a new proposed framework designed to shift the focus from costs to long-term value, and deliver better retirement savings. -
H2O will pay €250 million to investors following FCA investigation
Asset manager H2O AM LLP (H2O) will pay €250 million to investors unable to access their funds since 2020, following an investigation by the FCA. -
FCA announces further expansion of Leeds office, creating more jobs in the region
The FCA is set to base a further 100 of its workforce in Leeds as it expands its footprint in the city. -
Unauthorised mortgage broker and others ordered to pay £4m by High Court
The FCA has secured an order of £4m against an unauthorised mortgage broker and its associates who exploited vulnerable consumers. -
Unauthorised mortgage broker charged with fraud
Peterson Okoh (of Peckham, London SE15) appeared in Westminster magistrates court on 31 July 2024 for allegedly advising on and arranging mortgages, between January 2018 and December 2023, without being authorised. -
Dormant Assets Scheme expansion: Investment assets and client money
We have amended our rules and guidance to enable dormant investment assets and client money to be available to the Dormant Assets Scheme.