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FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse
The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse. -
FCA appoints new Director of International
The FCA has appointed Ruairi O’Connell, OBE, as the FCA’s new Director of International. -
FCA fines Sir Christopher Gent for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information. -
FCA confirms new rules to improve oversight of Appointed Representatives
Our new rules to make authorised financial firms more responsible for their appointed representatives (ARs). -
FCA to open Leeds office in September with 100 new jobs
The FCA will be opening an office in Leeds later this year, and will be recruiting to fill more than 100 new roles based in Leeds. -
FCA clamps down on marketing of high-risk investments to consumers
We have finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products. -
FCA regulation boosts consumer protection in the funeral plans market
The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market. -
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation -
The FCA’s Consumer Duty will lead to a major shift in financial services
The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers. -
The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector
The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector.