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Showing 601 to 610 of 1588 search results.

601. FCA announces plans to stop CMC phoenixing

     Press Releases

     Published: 17/05/2021

     Last modified: 17/05/2021

     New rules being proposed will put a stop to claims management phoenixing across the market.

602. FCA proposes stronger protection for consumers in financial markets

     Press Releases

     Published: 14/05/2021

     Last modified: 14/05/2021

     Plans for a new Consumer Duty which will set a higher level of consumer protection in retail financial markets

603. FCA launches consultation on a new type of fund to support investment in long-term assets

     Press Releases

     Published: 07/05/2021

     Last modified: 07/05/2021

     The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

604. FCA fines Sapien Capital Ltd for serious financial crime control failings in relation to cum/ex trading

     Press Releases

     Published: 06/05/2021

     Last modified: 06/05/2021

     We have fined Sapien Capital Ltd £178,000 for failings which led to the risk of facilitating fraudulent trading and money laundering.

605. FCA to require pension providers to offer to book Pension Wise appointments for consumers

     Press Releases

     Published: 04/05/2021

     Last modified: 04/05/2021

     The Financial Conduct Authority (FCA) has today proposed new rules to require pension providers to ‘nudge’ consumers to Pension Wise in order to benefit from guidance before they access their defined contribution pension savings. This includes

606. FCA consults on strengthening investor protections in SPACs

     Press Releases

     Published: 30/04/2021

     Last modified: 30/04/2021

     The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 

607. FCA sets out proposals to strengthen its financial promotion rules for high-risk investments

     Press Releases

     Published: 29/04/2021

     Last modified: 29/04/2021

     Read our proposals to help retail investors make more effective decisions on high-risk investments

608. FCA commences criminal proceedings for fraud and unauthorised business

     Press Releases

     Published: 22/04/2021

     Last modified: 22/04/2021

     Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain.

609. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

     Press Releases

     Published: 20/04/2021

     Last modified: 20/04/2021

     We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

610. FCA makes key sustainability and technology hires

     Press Releases

     Published: 19/04/2021

     Last modified: 19/04/2021

     We have appointed Sacha Sadan as Director of Environment Social and Governance.