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  1. The final countdown: Completing sterling LIBOR transition by end-2021

    Press Releases

    Published: 11/01/2021

    Last modified: 11/01/2021

    After many years of preparation, 2021 is the critical year for firms to complete their transition away from LIBOR. The LIBOR administrator, ICE Benchmark Administration, is consulting on ceasing publication of all sterling LIBOR settings at the end
  2. FCA publishes coronavirus financial resilience survey data

    Press Releases

    Published: 07/01/2021

    Last modified: 07/01/2021

    The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience.
  3. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

    Press Releases

    Published: 30/12/2020

    Last modified: 30/12/2020

    The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.
  4. Brexit countdown for UK financial services sector

    Press Releases

    Published: 24/12/2020

    Last modified: 24/12/2020

    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready
  5. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

    Press Releases

    Published: 21/12/2020

    Last modified: 21/12/2020

    The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.
  6. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases

    Published: 18/12/2020

    Last modified: 18/12/2020

    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund). 
  7. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases

    Published: 17/12/2020

    Last modified: 17/12/2020

    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)
  8. Insider dealing convictions upheld by the Court of Appeal

    Press Releases

    Published: 16/12/2020

    Last modified: 16/12/2020

    The Court of Appeal (Criminal Division) upheld the convictions of Fabiana Abdel-Malek and Walid Choucair for insider dealing. 
  9. FCA establishes Temporary Registration Regime for cryptoasset businesses

    Press Releases

    Published: 16/12/2020

    Last modified: 16/12/2020

    The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading.
  10. FCA fines Barclays £26 million over treatment of customers in financial difficulty

    Press Releases

    Published: 15/12/2020

    Last modified: 15/12/2020

    The Financial Conduct Authority (FCA) has fined Barclays Bank UK PLC, Barclays Bank PLC and Clydesdale Financial Services Limited (Barclays) £26 million for failures in relation to their treatment of consumer credit customers who fell into arrears
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