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861. Claims management companies enter FCA regulation today

     Press Releases

     Published: 01/04/2019

     Last modified: 01/04/2019

     The Financial Conduct Authority (FCA) begins regulating the claims management industry from today (1 April). All claims management companies (CMCs) in England, Scotland and Wales will now have to demonstrate they meet and maintain minimum standards

862. Brexit: the FCA confirms final rules for firms

     Press Releases

     Published: 29/03/2019

     Last modified: 29/03/2019

     The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period.

863. The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements

     Press Releases

     Published: 29/03/2019

     Last modified: 29/03/2019

     The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s

864. FCA fines Goldman Sachs International £34.3 million for transaction reporting failures

     Press Releases

     Published: 28/03/2019

     Last modified: 28/03/2019

     Goldman Sachs International (GSI) has been fined £34,344,700 by the Financial Conduct Authority (FCA) for failing to provide accurate and timely reporting relating to 220.2 million transaction reports between November 2007 and March 2017.

865. FCA response to the independent review of the prudential supervision of the Co-operative Bank

     Press Releases

     Published: 27/03/2019

     Last modified: 27/03/2019

     On 6 March 2018, HM Treasury announced that it had directed the Prudential Regulation Authority (PRA) to conduct an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.

866. FCA acts to help mortgage prisoners

     Press Releases

     Published: 26/03/2019

     Last modified: 29/11/2021

     Mortgage customers who have previously been unable to switch mortgages despite being up-to-date with their payments (commonly known as mortgage prisoners), could soon be able to find a cheaper deal after we proposed changes to how lenders assess

867. PRA and FCA agree Memorandum of Understanding (MoU) with EBA

     Press Releases

     Published: 20/03/2019

     Last modified: 01/04/2019

     The Prudential Regulation Authority (PRA), Financial Conduct Authority (FCA) and European Banking Authority (EBA) are announcing today that they have agreed a template Memorandum of Understanding (MoU). The template sets out the expectations for

868. FCA fines UBS AG £27.6 million for transaction reporting failures

     Press Releases

     Published: 19/03/2019

     Last modified: 19/03/2019

     UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.

869. FCA puts the spotlight on debt management firms

     Press Releases

     Published: 15/03/2019

     Last modified: 15/03/2019

     The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal

870. FCA acts to improve competition in the investment platforms market

     Press Releases

     Published: 14/03/2019

     Last modified: 14/03/2019

     The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them. The package - set out in the final report of its