News

Showing 361 to 370 of 478 search results.

361. Do I need to worry about benchmark regulation?

     Speeches

     Published: 04/02/2016

     Last modified: 04/02/2016

     Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

362. Wholesale market policy – a year in review

     Speeches

     Published: 11/12/2015

     Last modified: 11/12/2015

     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

363. Examining the future of anti-money laundering regulations

     Speeches

     Published: 08/12/2015

     Last modified: 16/08/2021

     Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

364. Personal accountability

     Speeches

     Published: 02/12/2015

     Last modified: 19/04/2016

     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

365. Culture and governance

     Speeches

     Published: 11/11/2015

     Last modified: 24/11/2015

     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.

366. Changes in mortgage regulation

     Speeches

     Published: 11/11/2015

     Last modified: 11/11/2015

     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

367. Innovation in financial services

     Speeches

     Published: 10/11/2015

     Last modified: 10/11/2015

     Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered

368. Internal investigations by firms

     Speeches

     Published: 05/11/2015

     Last modified: 05/11/2015

     Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ

369. Moving towards a sustainable model of regulation

     Speeches

     Published: 03/11/2015

     Last modified: 03/11/2015

     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

370. Disruptive innovation in financial markets

     Speeches

     Published: 26/10/2015

     Last modified: 26/10/2015

     Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version.