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Showing 411 to 420 of 478 search results.

  1. Surveillance: The FCA's expectations and toolkits

    Speeches

    Published: 07/10/2014

    Last modified: 07/10/2014

    Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Getting the right investor outcomes

    Speeches

    Published: 24/09/2014

    Last modified: 30/09/2014

    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. MiFID II: The future of European trading in the balance

    Speeches

    Published: 19/09/2014

    Last modified: 01/11/2016

    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Investor protection in the UK: New tools, new challenges

    Speeches

    Published: 19/09/2014

    Last modified: 19/09/2014

    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.
  5. Sustainability

    Speeches

    Published: 22/07/2014

    Last modified: 05/08/2014

    Sustainability. Speeches First published:. 22/07/2014. Last updated: 05/08/2014. Share page. Speech by Tracey McDermott, Director of Enforcement and Financial Crime, the FCA, at the Thomson Reuters Compliance & Risk Summit, London. This is the text
  6. Dealing commission

    Speeches

    Published: 10/07/2014

    Last modified: 10/07/2014

    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Competition and investment banking

    Speeches

    Published: 09/07/2014

    Last modified: 09/07/2014

    Competition and investment banking. Speeches First published:. 09/07/2014. Last updated: 09/07/2014. Share page. Speech by Mary Starks, Director of Competition, FCA, at the Chartered Institute of Securities This is the text of the speech as drafted,
  8. Competition policy in regulated markets

    Speeches

    Published: 30/06/2014

    Last modified: 11/07/2014

    Competition policy in regulated markets. Speeches First published:. 30/06/2014. Last updated: 11/07/2014. Share page. Speech by Mary Starks, Director of Competition, FCA, at the Chatham House. This is the text of the speech as drafted, which may
  9. The technology challenge

    Speeches

    Published: 10/06/2014

    Last modified: 19/06/2014

    Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Regulating high frequency trading

    Speeches

    Published: 04/06/2014

    Last modified: 04/06/2014

    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.
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