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Endorsement of credit ratings for regulatory use from the EU into the UK
UK-registered credit rating agencies (CRAs) will be able to endorse credit ratings into the UK from affiliated EU CRAs for regulatory use. -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period
ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation -
FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA welcomes independent review into access to cash
This statement outlines the independent review into access to cash. -
Statements of Policy on the operation of the MiFID transparency regime
Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period. -
Curo Transatlantic Limited enters administration with Pre-Pack Sale
On 25 February 2019 Curo Transatlantic Limited (CTL), trading as Wage Day Advance and Juo Loans, placed themselves into administration. -
FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products
The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as -
FCA begins High Court Proceedings against Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited
On 4 February 2019 the FCA commenced proceedings in the High Court against Samuel Golding, Shantelle Golding and two of their companies, Digital Wealth Limited and Outsourcing Express Limited (the Defendants). -
FCA approach to MiFID transparency calculations
We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use