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Requirements for UK trade repositories and reporting counterparties
In January 2019, we confirmed that we will become the UK regulator of Trade Repositories (TRs) after Brexit. This information is only applicable if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). -
List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)
In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market -
Regulatory and consumer bodies welcome review of pension scheme communications provided to steel workers
The Financial Conduct Authority (FCA), The Pensions Regulator (TPR) and The Single Financial Guidance Body (SFGB) today welcomed an independent review by Caroline Rookes into communications and support provided to British Steel Pension Scheme (BSPS) -
Consumer Wealth Ltd (firm reference number: 667910)
Consumer Wealth Ltd has gone into Members’ Voluntary Liquidation. -
Re-trial in insider dealing case
The re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on 5 counts of insider dealing has been listed for 15 April 2019 at Southwark Crown Court. -
Statement on treatment of Gibraltar in our Handbook after Brexit
As part of our Brexit preparations, we will make a rule to preserve the existing Handbook treatment in respect of Gibraltar in the post exit day Handbook. -
Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations
This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent -
Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers
The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages. -
The financial services contracts regime
The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion. -
Statement on London Capital & Finance plc
The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond.