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591. Independent financial advice: using internal specialists

     Statements

     Published: 25/09/2014

     Last modified: 25/09/2014

     Independent financial advice: using internal specialists. Statements First published:. 25/09/2014. Last updated: 25/09/2014. Independent financial advice: using internal specialists. In our discussions with industry some have suggested that the use

592. FCA concludes action to protect consumers from unauthorised clone

     Statements

     Published: 11/09/2014

     Last modified: 19/01/2016

     The FCA commenced civil proceedings in September 2014 because it was concerned that individuals purporting to be Joh. Berenberg, Gossler & Co. KG had carried on regulated activities in breach of the Financial Services and Markets Act 2000 by acting

593. Temporary restriction in short selling

     Statements

     Published: 04/09/2014

     Last modified: 01/11/2016

     Temporary restriction in short selling. Statements First published:. 04/09/2014. Last updated: 01/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

594. Temporary prohibition of short selling

     Statements

     Published: 08/08/2014

     Last modified: 13/03/2017

     Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 13/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

595. Temporary prohibition of short selling

     Statements

     Published: 08/08/2014

     Last modified: 15/03/2017

     Temporary prohibition of short selling. Statements First published:. 08/08/2014. Last updated: 15/03/2017. Temporary prohibition of short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

596. Temporary restriction in short selling

     Statements

     Published: 07/08/2014

     Last modified: 13/03/2017

     Temporary restriction in short selling. Statements First published:. 07/08/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in

597. Temporary restriction in short selling

     Statements

     Published: 01/08/2014

     Last modified: 08/11/2016

     Temporary restriction in short selling. Statements First published:. 01/08/2014. Last updated: 08/11/2016. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling

598. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

     Statements

     Published: 01/08/2014

     Last modified: 01/08/2014

     Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes. Statements First published:. 01/08/2014. Last updated: 01/08/2014. Defined contribution workplace pensions: The audit of charges and benefits in legacy

599. Financial Incentives for Whistleblowers

     Statements

     Published: 30/07/2014

     Last modified: 30/07/2014

     Financial Incentives for Whistleblowers. Statements First published:. 30/07/2014. Last updated: 30/07/2014. Financial Incentives for Whistleblowers. As part of our response to the PCBS recommendations we agreed to conduct further research into the

600. Temporary restriction in short selling

     Statements

     Published: 16/07/2014

     Last modified: 13/03/2017

     Temporary restriction in short selling. Statements First published:. 16/07/2014. Last updated: 13/03/2017. Temporary restriction in short selling. The Financial Conduct Authority (“FCA”) notifies that it temporarily prohibits short selling in