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Showing 111 to 120 of 939 search results for enforcement.
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First FCA enforcement action and fine against a Recognised Investment Exchange
The FCA has fined the London Metal Exchange (LME) £9.2 million for failing to ensure its systems and controls were adequate to deal with severe market stress. -
FCA decides to fine and ban Robin Crispin Odey
The FCA has decided to fine Crispin Odey of Odey Asset Management LLP £1.8m and ban him from the UK financial services industry for a lack of integrity. -
Update on the FCA’s enforcement transparency proposals
Our letter letter to the Treasury Select Committee, setting out significant improvement in the pace of our investigations. -
FCA bans former Credit Suisse executives following US criminal convictions
The FCA has banned Andrew Pearse and Surjan Singh from the UK financial services industry. -
FCA charges two individuals with multiple fraud charges
We have started criminal proceedings against Kerry Nelson and Jacqueline Stephens for alleged fraud, forgery, and money laundering. -
Olumide Osunkoya sentenced to 4 years for illegally operating crypto ATM network
Olumide Osunkoya has been sentenced for charges including illegal crypto activity. -
Court sets date for £64 million WealthTek fraud and money laundering trial
A court date has been set for a major FCA-led fraud and money laundering trial. -
FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. -
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
The FCA has charged independent financial adviser Lisa Campbell with criminal offences. -
FCA statement on Blackmore Bonds complaints
The FCA has written to people who complained about the way the FCA handled the Blackmore Bonds case.