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FCA fines former airline executive for trading during closed periods and for trade disclosure failures
The FCA has fined András Sebők, former executive at Wizz Air, £123,500 for trading company shares when he wasn’t permitted to, and failing to disclose trades. -
Setting the foundations for our future strategy
Speech by Emily Shepperd, FCA chief operating officer, delivered at the TheCityUK National Conference in Birmingham. -
MBL fined £13m for serious control failures that allowed trader to conceal over 400 fictitious trades
The FCA has fined Macquarie Bank Limited - London Branch (MBL) £13m for serious failings that allowed one of its employees to record over 400 fictitious trades. -
FCA fines Barclays £40 million
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008. -
FCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements
Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA for recklessly breaching an asset requirement imposed on the firm. -
New rules to strengthen resilience of UK’s financial sector
The regulators are introducing new policy rules to ensure operational resilience of critical third parties. -
FCA fines Metro Bank £16m for financial crime failings
The FCA has fined Metro Bank plc £16,675,200 for failing to have the right systems and controls to adequately monitor money laundering risks between 2016 and 2020. -
Enforcement regulatory disclosure review: outcome
Following a review, the FCA has improved our disclosure processes in regulatory enforcement cases. -
Director fined £1.1m and banned for misusing funds due to insurers
The FCA has banned Leigh Mackey from working in financial services and fined him £1,102,879 for misleading the FCA and misusing funds due to insurers. -
FCA secures convictions against two individuals for £1.5m fraud
Two individuals have been convicted for their roles in an £1.5 million investment fraud following a prosecution brought by the FCA.