News

Showing 211 to 220 of 939 search results for enforcement.

211. Saluting our sisters for Black History Month

     Blogs

     Published: 10/10/2023

     Last modified: 11/10/2023

     To mark Black History Month 2023, this blog by Therese Chambers offers a personal reflection and talks about our work to support positive change.

212. AI: Flipping the coin in financial services

     Speeches

     Published: 05/10/2023

     Last modified: 05/12/2025

     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.

213. FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members

     Press Releases

     Published: 03/10/2023

     Last modified: 03/10/2023

     The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm.

214. FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings

     Press Releases

     Published: 02/10/2023

     Last modified: 05/12/2025

     The broker has been fined for inadequate anti-money laundering (AML) systems and controls.

215. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

     Press Releases

     Published: 28/09/2023

     Last modified: 28/09/2023

     The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

216. FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation

     Press Releases

     Published: 13/09/2023

     Last modified: 13/09/2023

     Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs.

217. Calibrating controls to build confident markets

     Speeches

     Published: 06/09/2023

     Last modified: 06/09/2023

     Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD.

218. Two individuals face bans and £1.3m fine for pension transfer advice failings

     Press Releases

     Published: 01/09/2023

     Last modified: 01/09/2023

     The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process.

219. FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule

     Statements

     Published: 17/08/2023

     Last modified: 06/02/2026

     We set out our expectations for crypto firms to comply with the Travel Rule.

220. Watch out for signs of loan fee fraud as summer spending fuels financial pressure

     Press Releases

     Published: 09/08/2023

     Last modified: 05/12/2025

     With summer in full swing, the FCA launches its latest campaign to help consumers spot and avoid loan fee fraud.