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Showing 31 to 40 of 939 search results for enforcement.
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FCA fines Dinosaur Merchant Bank Limited for market abuse surveillance failures
The FCA has fined Dinosaur Merchant Bank Limited for failing to put in place effective systems and controls to detect and report suspicious trading in its CFD business. -
FCA responds to Complaint Commissioner’s report on the British Steel Pension Scheme
We sympathise with former members of the British Steel Pension Scheme (BSPS) who lost money after they were given unsuitable advice from people they trusted. -
Investigation into Market Financial Solutions Limited
The FCA has opened an enforcement investigation into Market Financial Solutions Limited (MFS). -
FCA bans Kasim Garipoglu from working in UK financial services
Kasim Garipoglu has been banned from working in UK financial services. -
Man jailed for running illegal sale-and-rent-back scheme targeting struggling homeowners
Rajinder Gill and accomplices have been sentenced for their involvement in a sale-and-rent-back scheme. -
FCA fines John Wood Group PLC for issuing misleading statements
John Wood Group PLC fined £12,993,700 for publishing inaccurate information in its financial results. -
Consumer investments priorities: strengthening trust, supporting investors
Speech by Lucy Castledine, director of consumer investments, at the TISA Inclusive Investing Conference 2026. -
OPBAS identifies areas where anti-money laundering supervisors can improve
The latest report from the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) finds there is still room for improvement. -
Influencers fined for issuing unauthorised financial promotions
Seven social media influencers have been sentenced at Southwark Crown Court for their role in the promotion of an unauthorised foreign exchange trading scheme. -
Statement on notifications relating to admissions to trading and recent changes to the UK Listing Rules
Clarification about forbearance following the introduction of the new Public Offers and Admissions to Trading Regulations (POATRs) regime.