News

Showing 321 to 330 of 939 search results for enforcement.

321. FCA taking assertive action to tackle harm in the consumer investments market

     Press Releases

     Published: 03/03/2022

     Last modified: 13/06/2023

     The FCA is taking assertive action to tackle harm in the consumer investments market, as the latest data shows it has stopped 1 in 4 firms from entering this market.

322. Former Redcentric CFO sentenced to five and a half years imprisonment

     Press Releases

     Published: 03/03/2022

     Last modified: 03/03/2022

     Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

323. FCA sets out new employment offer

     Press Releases

     Published: 01/03/2022

     Last modified: 01/03/2022

     The Financial Conduct Authority (FCA) has today set out a new employment offer designed to reward strong, consistent performance, aid career development and close pay gaps. 

324. 2022 fines

     News stories

     Published: 28/02/2022

     Last modified: 04/01/2023

     Enforcement fines published in 2022.

325. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

     Press Releases

     Published: 28/02/2022

     Last modified: 28/02/2022

     Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.

326. New financial sanctions measures in relation to Russia

     Statements

     Published: 22/02/2022

     Last modified: 28/03/2022

     Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia.

327. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

     Press Releases

     Published: 11/02/2022

     Last modified: 11/02/2022

     Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

328. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches

     Published: 08/02/2022

     Last modified: 08/02/2022

     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

329. FCA publishes guidance consultation for firms who seek to limit their liabilities

     Press Releases

     Published: 25/01/2022

     Last modified: 25/01/2022

     We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

330. Foreign Investments Enforcement Division

     Warnings

     Published: 20/01/2022

     Last modified: 20/01/2022

     Foreign Investments Enforcement Division is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.