News

Showing 421 to 430 of 939 search results for enforcement.

421. FCA publicly censures former Worldspreads CEO for market misconduct

     Press Releases

     Published: 09/09/2020

     Last modified: 09/09/2020

     The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

422. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

     Press Releases

     Published: 25/08/2020

     Last modified: 25/08/2020

     A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

423. High Court orders illegal pension introducers Avacade, Alexandra Associates and their directors to pay £10,715,000 restitution to consumers

     Press Releases

     Published: 10/08/2020

     Last modified: 20/08/2020

     The two companies and three individuals must pay restitution to members of the public who were induced to transfer their pensions into self-invested personal pensions (SIPPs).

424. Capital market regulation and coronavirus

     Speeches

     Published: 07/08/2020

     Last modified: 07/08/2020

     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.

425. Policy development update

     News stories

     Published: 02/07/2020

     Last modified: 10/09/2021

     The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

426. High Court finds against illegal pension introducers, Avacade and others

     Press Releases

     Published: 30/06/2020

     Last modified: 30/06/2020

     Today the High Court ruled in favour of the FCA in a civil action against 2 firms and their directors who provided pension services to consumers without FCA authorisation.

427. FCA publicly censures Redcentric PLC for market abuse

     Press Releases

     Published: 26/06/2020

     Last modified: 26/06/2020

     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

428. Nikhil Rathi appointed as new Chief Executive of the FCA

     Press Releases

     Published: 22/06/2020

     Last modified: 22/06/2020

     HM Treasury have today announced the appointment of Nikhil Rathi as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

429. FCA fines Commerzbank London £37,805,400 over anti-money laundering failures

     Press Releases

     Published: 17/06/2020

     Last modified: 03/07/2020

     The FCA has today fined Commerzbank AG (London Branch) £37,805,400 for failing to put adequate anti-money laundering (AML) systems and controls in place between October 2012 and September 2017.

430. A financial system to support the recovery

     Speeches

     Published: 16/06/2020

     Last modified: 16/06/2020

     Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.