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Showing 471 to 480 of 939 search results for enforcement.

  1. The fight against skimmers and scammers

    Speeches

    Published: 05/09/2019

    Last modified: 05/09/2019

    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.
  2. Richard Baldwin, sentencing 3 September 2019

    Press Releases

    Published: 03/09/2019

    Last modified: 03/09/2019

    On 3 September 2019, at Southwark Crown Court, His Honour Judge Hehir sentenced Mr Richard Baldwin to a total of 5 years and 8 months’ imprisonment. 
  3. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

    Press Releases

    Published: 16/08/2019

    Last modified: 07/08/2020

    The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.
  4. London Capital and Finance plc

    News stories

    Published: 14/08/2019

    Last modified: 02/02/2022

    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course
  5. FCA agrees plan for a phased implementation of Strong Customer Authentication

    Press Releases

    Published: 13/08/2019

    Last modified: 17/11/2023

    The FCA has today agreed a plan that gives the payments and e-commerce industry extra time to implement Strong Customer Authentication (SCA).
  6. 5 million pension savers could put their retirement savings at risk to scammers

    Press Releases

    Published: 07/08/2019

    Last modified: 07/08/2019

    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could
  7. FCA fines Standard Life Assurance Limited £30 million for non-advised pension sales failures

    Press Releases

    Published: 23/07/2019

    Last modified: 23/07/2019

    The Financial Conduct Authority (FCA) has today fined Standard Life Assurance Limited (SLAL) £30,792,500 for failures related to non-advised sales of annuities.
  8. Andrew Bailey speech at the Annual Public Meeting 2019

    Speeches

    Published: 17/07/2019

    Last modified: 17/07/2019

    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2019 Annual Public Meeting.
  9. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

    Press Releases

    Published: 11/07/2019

    Last modified: 02/08/2019

    On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and
  10. Unauthorised firm and directors to pay restitution to consumers

    Press Releases

    Published: 10/07/2019

    Last modified: 10/07/2019

    The High Court has consented to an order by which Samuel Golding, Shantelle Golding, Digital Wealth Limited and Outsourcing Express Limited will pay funds held by them to the Financial Conduct Authority (FCA) for distribution to investors. The funds
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