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Showing 481 to 490 of 939 search results for enforcement.

481. FCA publishes Annual Report and Accounts 2018/19

     Press Releases

     Published: 09/07/2019

     Last modified: 04/09/2020

     The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2018/19.

482. A changing landscape: the FCA’s strategic priorities for the pensions sector

     Speeches

     Published: 04/07/2019

     Last modified: 04/07/2019

     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

483. FCA response to European Banking Authority’s Opinion on Strong Customer Authentication

     Statements

     Published: 28/06/2019

     Last modified: 17/11/2023

     The EBA has published an Opinion on Strong Customer Authentication under PSD2.

484. Two found guilty of insider dealing

     Press Releases

     Published: 27/06/2019

     Last modified: 27/06/2019

     Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the

485. FCA fines Bank of Scotland for failing to report suspicions of fraud at HBOS Reading

     Press Releases

     Published: 21/06/2019

     Last modified: 21/06/2019

     The Financial Conduct Authority (FCA) has today fined Bank of Scotland (BOS) £45,500,000 for failures to disclose information about its suspicions that fraud may have occurred at the Reading-based Impaired Assets (IAR) team of Halifax Bank of

486. Independent reviews of Interest Rate Hedging Products and the Connaught Income Fund Series 1

     Press Releases

     Published: 20/06/2019

     Last modified: 20/06/2019

     The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved

487. FCA publishes Decision Notices concerning Cathay International Holdings Limited, its CEO and Finance Director

     Press Releases

     Published: 03/06/2019

     Last modified: 03/06/2019

     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

488. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

     Press Releases

     Published: 30/05/2019

     Last modified: 13/04/2026

     The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

489. FCA bans Terry Farr

     Press Releases

     Published: 29/05/2019

     Last modified: 29/05/2019

     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

490. FCA confirms extension of the Temporary Permission Regime deadline

     Press Releases

     Published: 24/05/2019

     Last modified: 24/05/2019

     The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated