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Showing 51 to 60 of 939 search results for enforcement.
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Tribunal upholds ban and fines for corrupt and dishonest adviser
The FCA's decision to ban Darren Antony Reynolds from working in financial services and fine him £2,037,892 has been upheld by the Upper Tribunal. -
FCA fines oil rig consultant £309,843 for insider dealing
The FCA has fined Russel Gerrity £309,843 for using inside information to net himself £128,765. -
FCA obtains £265,523.96 confiscation order against Collateral fraudster Andrew Currie
The FCA secured a confiscation order of £265,523.96 against Andrew Currie. -
2026 fines
Enforcement fines published in 2026. -
FCA fines former finance directors of Carillion plc (in liquidation)
The FCA has fined 2 former finance directors for their part in misleading statements being issued by Carillion Plc. -
FCA opens investigation into claims management company
The FCA has opened an enforcement investigation into The Claims Protection Agency Limited (TCPA) following concerns about its advertising and sales tactics in relation to potential motor finance claims. -
Investigation into WH Smith PLC
The investigation concerns potential breaches of UK Listing Principles and Rules and Disclosure and Transparency Rules. -
FCA expands insurance work in response to Which? super complaint
The FCA is expanding the work it had planned to improve standards in the home and travel insurance markets, following Which? super complaint. -
Using our full toolkit to help consumers
This blog sets out why we can have a big impact with our supervision work and don't always need enforcement. -
FCA fines Nationwide £44m for failings in financial crime controls
The FCA has fined Nationwide Building Society £44m for inadequate anti-financial crime systems and controls.