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FCA censures Institute of Certified Bookkeepers for failings in anti-money laundering supervision
The ICB is supervised by OPBAS which is part of the FCA. -
FCA charges two individuals with insider dealing
The FCA has started criminal proceedings against Bobosher Sharipov and Bekzod Avazov for insider dealing. -
The FCA has cancelled the permissions of The Dental Insurance Partnership Ltd (FRN 565072)
From 6 November 2025, and following enforcement action, The Dental Insurance Partnership Ltd (‘DIP’) is no longer an authorised firm and its permission to carry on regulated activities has been cancelled by the FCA. -
FCA transaction reporting proposals to save firms £100m a year
We are proposing scrapping or amending reporting requirements that’ll save firms over £100m a year. -
Individual convicted and fined for data protection breach
Taunton-based Luke Coleman, aged 30, has pleaded guilty to unlawfully obtaining and the subsequent disclosure of personal data in breach of the Data Protection Act, following a prosecution by the FCA. -
FCA bans and fines advisor £100,281 for insider dealing
The FCA has fined Neil Sedgwick Dwane £100,281 for insider dealing and banned him from working for UK financial services. -
Do the right thing: Part II
Speech by Therese Chambers, joint executive director of enforcement and market oversight, delivered at the City & Financial Global FCA Investigations and Enforcement Summit. -
Government’s decision on reforming anti-money laundering and counter-terrorism financing supervision
We recognise the benefits of an improved regime for Anti-Money Laundering supervision. -
Banks need to help 'break the spell' of romance scams
The FCA found examples of banks going to significant lengths to protect those at risk of romance fraud, but also uncovered missed opportunities to prevent these scams, which cost victims £106m last year. -
Investigation into Moneda Capital Group
The FCA is investigating the Moneda Capital Group. Investors should call our helpline.