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Showing 641 to 650 of 939 search results for enforcement.

641. London FinTech Week 2016 - innovation in RegTech

     Speeches

     Published: 25/07/2016

     Last modified: 31/10/2016

     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016.

642. Chief Executive speaks at APM about recent work and future challenges

     Speeches

     Published: 20/07/2016

     Last modified: 20/07/2016

     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

643. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

     Press Releases

     Published: 15/07/2016

     Last modified: 15/07/2016

     Mark Steward, Director of Enforcement and Market Oversight at the FCA said:.

644. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

     Press Releases

     Published: 13/07/2016

     Last modified: 13/07/2016

     Mark Steward, Director of Enforcement and Market Oversight at the FCA said:.

645. Global regulation in the post-crisis era

     Speeches

     Published: 30/06/2016

     Last modified: 01/07/2016

     Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

646. Former equities trader at Schroders Investment Management sentenced for insider dealing

     Press Releases

     Published: 12/06/2016

     Last modified: 05/04/2023

     Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

647. FCA bans two individuals for lack of integrity

     Press Releases

     Published: 09/06/2016

     Last modified: 09/06/2016

     Mark Steward, director of enforcement and market oversight at the FCA said:.

648. Speech: Regulators should heed lessons from mishandling of Hillsborough process

     Insight

     Published: 07/06/2016

     Last modified: 17/02/2017

     Speech by: Tracey McDermott, Acting Chief Executive, FCA. Location: Enforcement Conference, Wilton Park, 5 May 2016. ... These are sobering events and you might ask what all of that has got to do with enforcement and prosecution of financial services

649. FCA fines CT Capital Ltd for failures related to PPI complaint handling

     Press Releases

     Published: 01/06/2016

     Last modified: 01/06/2016

     Mark Steward, director of enforcement and market oversight at the FCA said:.

650. Megan Butler appointed permanent Director of Supervision – Investment, Wholesale and Specialists

     Press Releases

     Published: 27/05/2016

     Last modified: 27/05/2016

     Prior to moving to supervision, Megan was Head of Enforcement Law and Policy at the FSA and chaired the International Organization of Securities Commissions (IOSCO) Standing Committee on Cross Border Cooperation ... Before moving to the Enforcement