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Showing 661 to 670 of 939 search results for enforcement.

661. FCA and PRA jointly publish proposals to enhance enforcement decision-making processes

     Press Releases

     Published: 14/04/2016

     Last modified: 04/11/2019

     The FCA and the PRA have today published proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

662. Tracey McDermott to leave the FCA

     Statements

     Published: 13/04/2016

     Last modified: 13/04/2016

     Tracey McDermott, Acting Chief Executive of the Financial Conduct Authority (FCA) has today announced that she is to leave the organisation on 1 July 2016.

663. FCA bans former RBS LIBOR submitter, Paul White

     Press Releases

     Published: 12/04/2016

     Last modified: 12/04/2016

     Mark Steward, director of enforcement and market oversight at the FCA said:.

664. Innovate Finance Global Summit

     Speeches

     Published: 11/04/2016

     Last modified: 09/05/2016

     Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

665. Consumer credit regulation: the journey so far

     Speeches

     Published: 08/04/2016

     Last modified: 08/04/2016

     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

666. The FCA’s Competition Powers

     Speeches

     Published: 23/03/2016

     Last modified: 09/11/2016

     Speech by Deb Jones, Director of Competition at the FCA, delivered at The Impact of Competition Powers on Financial Services Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

667. Capital Alternatives: information for investors

     News stories

     Published: 18/03/2016

     Last modified: 13/07/2021

     We are continuing our High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes. Find out more about this and what it means for investors.

668. Phillip Boakes Sentenced for Failing to Pay Confiscation Order

     Press Releases

     Published: 15/03/2016

     Last modified: 15/03/2016

     Commenting on the case, Mark Steward, Director of Enforcement and Market Oversight, said:.

669. Former equities trader pleads guilty to insider dealing

     Press Releases

     Published: 15/03/2016

     Last modified: 13/04/2026

     Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.

670. FCA Statement on fair treatment of long-standing customers in the life insurance sector

     Statements

     Published: 03/03/2016

     Last modified: 03/03/2016

     The FCA has concluded that the best way to explore these issues further is for that work to be undertaken by our enforcement division using our investigation powers under FSMA.