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Ensuring the UK remains open for business – requirements for foreign-owned firms
Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version. -
The FCA fines Rabobank £105 million for serious LIBOR-related misconduct
Tracey McDermott, the FCA’s director of enforcement and financial crime said:. -
Two financial advisers banned and fined after investors lose out
Tracey McDermott, director of enforcement and financial crime said:. "Many consumers committed their life savings or their pensions to these property investments as they trusted Mr Bentley-Leek and Mr -
Laying myths to rest
Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Statement on foreign exchange market investigation
Our investigations are at an early stage and it will be some time before we conclude whether there has been any misconduct which will lead to enforcement action. -
FCA confirms how it will use new power to publicise warning notices
The Financial Conduct Authority (FCA) today confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action. ... Director of enforcement, Tracey McDermott said:. "We listened carefully to -
Financial services regulation and enforcement: recent developments and emerging issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Wealth Management Association (formerly APCIMS) speech
Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA Catalyst default statement
The FCA has also taken enforcement action against Catalyst, and three of its current and former directors. -
The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer
he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.