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Showing 911 to 920 of 939 search results for enforcement.

911. Equities trader sentenced for insider dealing

     Press Releases

     Published: 07/03/2013

     Last modified: 05/04/2023

     Paul Milsom, a senior equities trader, sentenced at Southwark Crown Court to 2 years imprisonment for disclosing inside information between October 2008 and March 2010

912. FSA publishes consultation on framework for the consumer credit regime

     Press Releases

     Published: 06/03/2013

     Last modified: 29/03/2013

     The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue

913. Journey towards a conduct regulator

     Speeches

     Published: 05/03/2013

     Last modified: 18/07/2013

     Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

914. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

     Press Releases

     Published: 05/03/2013

     Last modified: 29/03/2013

     The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

915. FSA publishes discussion paper on transparency

     Press Releases

     Published: 04/03/2013

     Last modified: 29/03/2013

     The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more

916. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

     Press Releases

     Published: 19/02/2013

     Last modified: 09/12/2016

     The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

917. FSA secures Supreme Court win in satellite warranty case

     Press Releases

     Published: 13/02/2013

     Last modified: 22/11/2021

     The Supreme Court unanimously dismissed appeals by Digital Satellite Warranty Cover and Bernard Freeman and Michael Sullivan, trading as Satellite Services.

918. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

     Press Releases

     Published: 13/02/2013

     Last modified: 23/11/2021

     The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

919. UBS fined £9.45m for failings in its sale of an AIG fund

     Press Releases

     Published: 12/02/2013

     Last modified: 29/03/2013

     The Financial Services Authority (FSA) has fined UBS AG (UBS) for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund). These failures led to UBS customers being exposed to an unacceptable risk of an unsuitable sale of the Fund.

920. FSA secures High Court victory against illegal land banking firm, Asset Land

     Press Releases

     Published: 11/02/2013

     Last modified: 29/03/2013

     The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by