News
Search results
Showing 141 to 150 of 939 search results for enforcement.
-
FCA bans Steven Hodgson and Paul Adams for pension transfer advice failings
The FCA has banned Steven Hodgson and Paul Adams of Vintage Investment Services from advising any customers on pension transfers and opt outs. -
FCA and PSR Boards appoint new chair to decision-making committees
The FCA and PSR announces the appointment of Alison Potter as Chair to two major committees. -
FCA fines Kristo Käärmann £350,000 for failing to notify the FCA of significant tax issues
The FCA has fined Mr Käärmann £350,000 for breaching a senior manager conduct rule. -
FCA cracks down on illegal finfluencers
We have launched targeted action against finfluencers who may be touting financial services products illegally. -
FCA fines Volkswagen Finance £5.4m over treatment of customers in financial difficulty
The FCA has fined Volkswagen Financial Services (UK) Limited (Volkswagen Finance) £5,397,600 for failing to treat its customers in financial difficulty fairly. -
Growth: mission possible
Speech by Nikhil Rathi, FCA Chief Executive, at the City Dinner, Mansion House. -
FCA fines TSB £10.9m over treatment of customers in financial difficulty
The FCA has fined TSB Bank plc (TSB) £10,910,500 for failing to ensure customers who were in arrears were treated fairly. -
FCA fines Starling Bank £29m for failings in their financial crime systems and controls
The FCA has fined Starling Bank Limited £28,959,426 for financial crime failings related to its financial sanctions screening. -
Change for the better: the FCA’s evolving approach to enforcement
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at AFME Annual European Compliance and Legal Conference. -
OPBAS finds improvements needed amongst anti-money laundering supervisors
Most Professional Body Supervisors are complying with money laundering regulations, how they supervise is still not consistently effective.