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FCA sets out steps to improve whistleblower confidence
The FCA sets out actions to improve the confidence of whistleblowers – including sharing further information with whistleblowers on how it’s acted on their information; improving the use of information provided by whistleblowers; and improving -
OPBAS publishes report on legal and accountancy sector supervision
In its fourth report, the Office for Professional Body Anti-Money Laundering Supervision (OPBAS) has found that professional bodies are continuing to demonstrate good levels of compliance with money laundering regulations but improvements in how -
Regulation of Digital Assets in the UK
Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at City Week 2023. -
Financial watchdog puts banks on alert in fight against money laundering via the Post Office
A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. -
Redress for Woodford Equity Income Fund investors
Following the announcement of redress as part of their enforcement case against Link Fund Solutions, the FCA explains what this means if you invested in the Woodford Equity Income Fund. -
FCA announces plan to deliver significant redress to Woodford investors
Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity -
Innovation, AI & the future of financial regulation
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the Innovate Finance Global Summit. -
Three individuals convicted and sentenced to a combined 24 and a half years for 'all-or-nothing’ investment fraud
Three people have been convicted for investment fraud and sentenced to a total of 24 and a half years for their roles, in a prosecution brought by the FCA. -
FCA appoints executive directors to co-lead Enforcement and Market Oversight
The Financial Conduct Authority (FCA) has appointed Therese Chambers and Steve Smart as joint Executive Directors of Enforcement and Market Oversight. -
FCA takes further action against unregistered crypto ATMs in East London
In a joint operation with the Metropolitan Police, we have used our powers to inspect several sites suspected of hosting illegally operating crypto ATMs