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Showing 381 to 390 of 939 search results for enforcement.

381. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

     Press Releases

     Published: 25/03/2021

     Last modified: 08/04/2024

     The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

382. FCA launches campaign to encourage individuals to report wrongdoing

     Press Releases

     Published: 24/03/2021

     Last modified: 24/03/2021

     The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.

383. From regulator to firm to consumer: a virtuous chain of events

     Speeches

     Published: 18/03/2021

     Last modified: 18/03/2021

     Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.

384. Locking down market abuse

     Speeches

     Published: 08/03/2021

     Last modified: 08/03/2021

     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.

385. 2021 fines

     News stories

     Published: 04/03/2021

     Last modified: 17/03/2026

     This page contains information about enforcement fines published during the calendar year ending 2021.

386. FCA fines and prohibits trader for market abuse

     Press Releases

     Published: 04/03/2021

     Last modified: 04/03/2021

     The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

387. FCA confirms the increase in thresholds for contactless payments

     Press Releases

     Published: 03/03/2021

     Last modified: 03/03/2021

     The Financial Conduct Authority (FCA) has confirmed changes to its rules to allow for an increase in the single transaction contactless payment threshold from £45 to £100. The contactless threshold for multiple transactions will also increase from

388. Google UK & Ireland’s letter to the FCA - 26 February 2021

     Statements

     Published: 01/03/2021

     Last modified: 01/03/2021

     Google UK & Ireland’s Managing Director, Ronan Harris, wrote a letter on 26 February 2021 to the FCA Chairman and CEO about the work Google have been doing to tackle scam advertisements on their platform.

389. FCA censures Premier FX for payment rule breaches

     Press Releases

     Published: 25/02/2021

     Last modified: 26/02/2021

     The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.

390. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

     Press Releases

     Published: 25/02/2021

     Last modified: 26/02/2021

     Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.