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Tribunal upholds bans and fines for reckless adviser and fund manager
The Upper Tribunal has upheld the FCA's decisions to ban Stephen Joseph Burdett and James Paul Goodchild from working in financial services. -
FCA fines former chief executive of Carillion plc (in liquidation)
The FCA has fined Richard Howson £237,700 for his part in misleading statements being issued by Carillion plc. -
FCA takes action against HTX to stop illegal financial promotions
FCA has begun legal proceedings against global crypto exchange HTX (formerly Huobi) for illegally promoting cryptoasset services to UK consumers. -
FCA fines two individuals a combined £108,731 for insider dealing
The FCA has fined Dipesh Kerai and Bhavesh Hirani for insider dealing in shares of Bidstack Group Plc. -
FCA and SRA joint message to professional representatives on motor finance commission claims: dealing with multiple representation and excessive termination fees
Warning to make sure clients don’t have multiple representatives for the same claim and are not charged excessive termination fees. -
What do we mean when we say 'fair value'?
Can firms provide evidence that their customers are getting a fair deal? If they can't, then they need to look again. -
Insurance in the round: Innovation, growth and trust
Speech by Sarah Pritchard, FCA deputy chief executive, at the ABI annual conference. -
Upper Tribunal finds that Banque Havilland devised a plan to harm the Qatari economy
The Upper Tribunal has upheld the FCA’s decision that Rangecourt SA, Edmund Rowland, and Vladimir Bolelyy, acted without integrity. -
OFSI and partners clamp down on the abuse of cryptoassets
The FCA is working closely with the Office of Financial Sanctions Implementation (OFSI), UK law enforcement, and our regulatory partners to tackle the abuse of cryptoassets and associated money‑laundering activities. -
Regulators give clarity in relation to open banking pricing models
The FCA issued a joint statement with the Payment Systems Regulator (PSR) giving clarity on open banking pricing models.