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Showing 521 to 530 of 939 search results for enforcement.

521. Santander UK Plc (Santander) fined £32.8m for serious failings in its probate and bereavement process

     Press Releases

     Published: 19/12/2018

     Last modified: 19/12/2018

     The Financial Conduct Authority (FCA) has fined Santander £32,817,800 for failing to effectively process the accounts and investments of deceased customers.

522. FCA and PSR Boards appoint new members to decision-making committees

     Press Releases

     Published: 14/12/2018

     Last modified: 14/12/2018

     Competition Decisions Committee and Enforcement Decisions Committee (EDC).

523. FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest

     Press Releases

     Published: 14/12/2018

     Last modified: 14/12/2018

     The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies.

524. ScamSmart prompts tens of thousands of pension holders to seek information

     Press Releases

     Published: 04/12/2018

     Last modified: 04/12/2018

     The number of people seeking information about pension scams has soared since the launch of the first joint campaign by the Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) this summer.

525. Mark Starling sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud

     Press Releases

     Published: 29/11/2018

     Last modified: 30/11/2018

     Mark Barry Starling, aged 57 of Farnham, Surrey, was today sentenced at Southwark Crown Court to 5 years’ imprisonment for defrauding investors of just under £3 million in relation to unauthorised investment schemes he operated between 2008 and

526. Consumer warning – Larksway Investments Limited (in Liquidation)

     News stories

     Published: 27/11/2018

     Last modified: 18/05/2021

     Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016.

527. The role of regulation in encouraging good culture

     Speeches

     Published: 06/11/2018

     Last modified: 06/11/2018

     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London.

528. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

     Press Releases

     Published: 06/11/2018

     Last modified: 06/11/2018

     The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).

529. Maintaining market confidence: an update on Brexit

     Speeches

     Published: 05/11/2018

     Last modified: 05/11/2018

     Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

530. The FCA has fined Liberty Mutual Insurance Europe SE £5.2 million for failures in its oversight of mobile phone insurance claims and complaints handling

     Press Releases

     Published: 30/10/2018

     Last modified: 30/10/2018

     The Financial Conduct Authority (FCA) has fined Liberty Mutual Insurance Europe SE (Liberty) £5,280,800 for failures between 5 July 2010 and 7 June 2015 in its oversight of its mobile phone insurance claims and complaints handling processes