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Showing 561 to 570 of 939 search results for enforcement.

561. FCA sets out its Approach to Supervision and Enforcement

     Press Releases

     Published: 21/03/2018

     Last modified: 21/03/2018

     The Financial Conduct Authority (FCA) has today published its Approach to Supervision and its Approach to Enforcement.

562. Transforming culture in financial services

     Speeches

     Published: 19/03/2018

     Last modified: 19/03/2018

     Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

563. Accomplishments of the last 5 years

     Speeches

     Published: 14/03/2018

     Last modified: 14/03/2018

     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

564. FCA bans former Co-operative Bank Chair, Paul Flowers, from the financial services industry

     Press Releases

     Published: 06/03/2018

     Last modified: 06/03/2018

     The Financial Conduct Authority (FCA) has banned the former Chair of Co-operative Bank PLC (Co-op Bank), Paul Flowers, from the financial services industry.

565. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

     Press Releases

     Published: 05/03/2018

     Last modified: 05/03/2018

     The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

566. Recent developments in financial markets

     Speeches

     Published: 01/03/2018

     Last modified: 09/03/2018

     Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

567. The FCA fines Vanquis £1,976,000 and orders Vanquis to pay compensation to customers

     Press Releases

     Published: 27/02/2018

     Last modified: 27/02/2018

     The Financial Conduct Authority (FCA) has today imposed a fine of £1,976,000 on credit card lender, Vanquis, for failing to disclose the full price of an add-on product, called Repayment Option Plan (ROP). The firm will also repay an estimated £168

568. Convicted illegal money lender sentenced to three and a half years imprisonment

     Press Releases

     Published: 09/02/2018

     Last modified: 12/11/2025

     Dharam Prakash Gopee (64), was today sentenced to three and a half years imprisonment by a Judge in Southwark Crown Court after guilty verdicts.

569. Dharam Prakash Gopee guilty of acting as an illegal money lender

     Press Releases

     Published: 08/02/2018

     Last modified: 12/12/2025

     The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the FCA.

570. Nausicaa Delfas appointed Executive Director of International

     Press Releases

     Published: 01/02/2018

     Last modified: 01/02/2018

     The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.