News
Search results
Showing 701 to 710 of 939 search results for enforcement.
-
FCA secures High Court Judgment awarding injunction and over £7 million in penalties against five defendants for market abuse
The High Court today held that the Financial Conduct Authority (FCA) is entitled to permanent injunctions and penalties totalling £7,570,000 against Da Vinci Invest Ltd, Mineworld Ltd, Mr Szabolcs Banya, Mr Gyorgy Szabolcs Brad and Mr Tamas Pornye -
The Financial Conduct Authority censures the Co-operative Bank for listing rules breaches and failing to be open with the regulator
The Financial Conduct Authority (FCA) has issued a public censure against The Co-operative Bank plc (Co-op Bank) for breaching its Listing Rules. The Listing Rules require issuers to ensure that information published is not misleading so that -
Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist
The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist. -
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud
Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. -
Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Fair and effective markets review
Fair and effective markets review. Speeches First published:. 14/07/2015. Last updated: 23/10/2015. Share page. Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the Financial Conduct Authority (FCA), -
The Financial Conduct Authority publishes new referral criteria for enforcement investigations
But enforcement is only one of a range of tools available to the FCA. ... Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. -
FCA publishes final rules to make those in the banking sector more accountable
Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015. -
Putting the customer at the centre of the business: is it a long road ahead for the FCA?
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version. -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
Final guidance on Presumption of Responsibility and other enforcement-related matters – autumn 2015.