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Showing 811 to 820 of 939 search results for enforcement.

811. FCA bans and fines trader £662,700 for manipulating gilt price during QE

     Press Releases

     Published: 20/03/2014

     Last modified: 01/04/2014

     Tracey McDermott, the Financial Conduct Authority's (FCA) director of enforcement said:. ... This is the first enforcement action for attempted or actual manipulation of the gilt market.

812. Besso Limited fined for anti-bribery and corruption systems failings

     Press Releases

     Published: 19/03/2014

     Last modified: 19/03/2014

     Tracey McDermott, the FCA’s director of enforcement and financial crime, said:.

813. Promoting competition in the financial services sector

     Speeches

     Published: 11/03/2014

     Last modified: 18/03/2014

     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

814. FCA confirms tough new rules for £200bn consumer credit market

     Press Releases

     Published: 28/02/2014

     Last modified: 28/02/2014

     enforcement action and consumer redress. ... Dedicated supervision and enforcement teams will crack down on poor practice, money laundering and unauthorised business.

815. FCA bans former CIB Partners Limited CEO Arnold Eber

     Press Releases

     Published: 27/02/2014

     Last modified: 27/02/2014

     FCA bans former CIB Partners Limited CEO Arnold Eber. Press Releases First published:. 27/02/2014. Last updated: 27/02/2014. Share page. FCA bans former CIB Partners Limited CEO Arnold Eber. The Financial Conduct Authority (FCA) has banned Arnold

816. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

     Press Releases

     Published: 26/02/2014

     Last modified: 26/02/2014

     Once the FCA has recovered the costs related to enforcement cases, the balance is passed to HM Treasury. ... Without the discount, the total fine would have been £5,000,000. This enforcement action is unrelated the FCA’s ongoing investigation into

817. FCA wins case against Capital Alternatives

     Press Releases

     Published: 17/02/2014

     Last modified: 28/01/2015

     Tracey McDermott, the FCA's director of enforcement and financial crime said:.

818. Fraudster Benjamin Wilson sentenced to seven years imprisonment following successful FCA prosecution

     Press Releases

     Published: 14/02/2014

     Last modified: 22/11/2021

     Benjamin Wilson of Bournemouth, Dorset sentenced to seven years at Southwark Crown Court for defrauding investors of over £21m, following previous guilty pleas for fraud, forgery and operating a collective investment scheme without authorisation

819. HomeServe fined £30 million for widespread failings

     Press Releases

     Published: 13/02/2014

     Last modified: 13/02/2014

     Tracey McDermott, the FCA’s director of enforcement and financial crime, said.

820. Price: the cornerstone of markets

     Speeches

     Published: 03/02/2014

     Last modified: 18/01/2017

     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the