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Showing 931 to 939 of 939 search results for enforcement.

931. Barclays fined £59.5 million for significant failings in relation to LIBOR and EURIBOR

     Press Releases

     Published: 27/06/2012

     Last modified: 22/03/2013

     The Financial Services Authority (FSA) has today fined Barclays Bank Plc (Barclays) £59.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever

932. International Mergers & Acquisitions Administration (www.international-maa.org) (clone of FCA authorised firm)

     Warnings

     Published: 12/06/2012

     Last modified: 29/09/2015

     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

933. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

     Press Releases

     Published: 21/07/2011

     Last modified: 24/11/2021

     The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.

934. FSA fines spread bet broker £490,000 for transaction reporting failures

     Press Releases

     Published: 20/01/2011

     Last modified: 22/07/2013

     The Financial Services Authority (FSA) has fined City Index Limited (City Index) £490,000 for failing to provide accurate transaction reports to the FSA.

935. FSA fines Société Générale £1.575 million for failures in transaction reporting

     Press Releases

     Published: 25/08/2010

     Last modified: 22/07/2013

     The Financial Services Authority (FSA) has fined the London branch of Société Générale (SocGen) £1,575,000 for failing to provide accurate transaction reports to the FSA. The fine reflects the seriousness of SocGen’s failure to submit

936. FSA fines Zurich Insurance £2,275,000 following the loss of 46,000 policy holders' personal details

     Press Releases

     Published: 24/08/2010

     Last modified: 29/11/2016

     The Financial Services Authority (FSA) has fined the UK branch of Zurich Insurance Plc (Zurich UK) £2,275,000 for failing to have adequate systems and controls in place to prevent the loss of customers’ confidential information. The fine is the

937. FSA fines Royal Bank of Scotland Group £5.6m for UK sanctions controls failings

     Press Releases

     Published: 03/08/2010

     Last modified: 29/11/2021

     The Financial Services Authority (FSA) has today fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions.

938. FSA fines Aon Limited £5.25m for failings in its anti-bribery and corruption systems and controls

     Press Releases

     Published: 08/01/2009

     Last modified: 08/11/2016

     The Financial Services Authority (FSA) has today fined Aon Limited (Aon Ltd) £5.25 million for failing to take reasonable care to establish and maintain effective systems and controls to counter the risks of bribery and corruption associated with

939. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

     Press Releases

     Published: 17/12/2007

     Last modified: 08/11/2016

     The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in