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Showing 112 to 121 of 269 search results for market abuse.

112. Market Abuse

     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

113. The role of investment managers in the post Covid-19 recovery

     Speeches

     Published: 08/07/2020

     Last modified: 08/07/2020

     Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

114. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

     Press Releases

     Published: 03/07/2020

     Last modified: 03/07/2020

     The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to

115. FCA publicly censures Redcentric PLC for market abuse

     Press Releases

     Published: 26/06/2020

     Last modified: 26/06/2020

     The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

116. The FCA's response to COVID-19 and expectations for 2020

     Speeches

     Published: 04/06/2020

     Last modified: 04/06/2020

     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

117. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

     Statements

     Published: 08/04/2020

     Last modified: 28/06/2022

     The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.

118. Additional primary market measures to aid listed companies

     Press Releases

     Published: 08/04/2020

     Last modified: 08/04/2020

     The FCA announces a series of measures to help companies (turning to UK capital markets to raise money) to support the recovery to come to raise new funding while retaining an appropriate degree of investor protection. 

119. Joint statement by the FCA, FRC and PRA

     Statements

     Published: 26/03/2020

     Last modified: 27/01/2021

     Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

120. Statement of Policy: Delaying annual company accounts during the coronavirus crisis

     Statements

     Published: 26/03/2020

     Last modified: 11/08/2023

     Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of

121. FCA requests a delay to the forthcoming announcement of preliminary financial accounts

     Statements

     Published: 21/03/2020

     Last modified: 22/03/2020

     The FCA will be writing tonight to companies it is aware were intending to publish preliminary financial statements in the next few days to delay their planned publications.

122. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

     Speeches

     Published: 06/03/2020

     Last modified: 06/03/2020

     Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.