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Showing 122 to 131 of 269 search results for market abuse.

122. Market Abuse

     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

123. FCA publishes the number of STORs received in 2019

     News stories

     Published: 28/02/2020

     Last modified: 11/01/2024

     The FCA has published its suspicious transaction and order reports (STORs) figures for the year ending December 2019.

124. Market integrity and strategic approach

     Speeches

     Published: 07/02/2020

     Last modified: 20/03/2024

     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

125. 2020 fines

     News stories

     Published: 21/01/2020

     Last modified: 08/01/2026

     This page contains information about enforcement fines published during the calendar year ending 2020.

126. FCA fines former managing director £45,000 for failure to notify personal trades

     Press Releases

     Published: 20/12/2019

     Last modified: 20/12/2019

     The FCA has fined Kevin Gorman, a former Managing Director at Braemar Shipping Services plc (Braemar), £45,000 for failure to notify personal trades.

127. The future of financial services regulation in the UK

     Speeches

     Published: 29/10/2019

     Last modified: 29/10/2019

     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

128. The FCA fines Tullett Prebon £15.4 million

     Press Releases

     Published: 11/10/2019

     Last modified: 13/04/2026

     The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing

129. Preparing for Brexit in financial services: the state of play

     Speeches

     Published: 16/09/2019

     Last modified: 16/09/2019

     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

130. Konstantin Vishnyak appears at court for destruction of documents offence

     Press Releases

     Published: 06/09/2019

     Last modified: 06/09/2019

     In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation.

131. The fight against skimmers and scammers

     Speeches

     Published: 05/09/2019

     Last modified: 05/09/2019

     Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

132. Richard Baldwin conviction for money laundering revealed after reporting restrictions lifted

     Press Releases

     Published: 11/07/2019

     Last modified: 02/08/2019

     On 13 July 2017, Richard Baldwin was convicted of dealing in criminal property between October 2007 and November 2008. The criminal property laundered was £1.5 million representing the proceeds of a conspiracy to insider deal by Martyn Dodgson and