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Showing 162 to 171 of 269 search results for market abuse.

162. Market Abuse

     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

163. Overview of competition at the FCA

     Speeches

     Published: 03/08/2017

     Last modified: 03/08/2017

     Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

164. FCA publishes annual report and accounts 2016/17

     Press Releases

     Published: 05/07/2017

     Last modified: 11/04/2024

     The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2016/17.

165. Two charged with insider dealing

     Press Releases

     Published: 16/06/2017

     Last modified: 16/06/2017

     The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979)

166. Our investigations – the evolving approach

     Speeches

     Published: 15/06/2017

     Last modified: 15/06/2017

     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

167. FCA bans and fines two individuals for market abuse

     Press Releases

     Published: 07/04/2017

     Last modified: 07/04/2017

     The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012.    

168. The expanding scope of individual accountability for corporate misconduct

     Speeches

     Published: 03/04/2017

     Last modified: 05/04/2017

     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

169. Tesco to pay redress for market abuse

     Press Releases

     Published: 28/03/2017

     Last modified: 23/08/2017

     The Financial Conduct Authority (FCA) announced in March that Tesco plc and Tesco Stores Limited (Tesco) have agreed that they committed market abuse in relation to a trading update published on 29 August 2014, which gave a false or misleading

170. 2017 fines

     News stories

     Published: 31/01/2017

     Last modified: 17/03/2026

     This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

171. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

     Press Releases

     Published: 21/12/2016

     Last modified: 21/12/2016

     In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts

172. Two plead guilty to insider dealing

     Press Releases

     Published: 30/11/2016

     Last modified: 30/11/2016

     In a case brought by the Financial Conduct Authority (FCA) Manjeet Mohal and Reshim Birk have today pleaded guilty to three counts of insider dealing on day three of their trial at the Central Criminal Court. They will be sentenced on 13 January 2017