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Showing 182 to 191 of 269 search results for market abuse.
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Market Abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure
The FCA has today fined Gavin Breeze £59,557 for engaging in market abuse in the form of insider dealing and has also publicly censured him for improper disclosure. ... Individuals with information about market abuse can visit the FCA’s market abuse -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
Making significant progress on major initiatives such as the Markets in Financial Instruments Directive and the Market Abuse Regulation;. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Former equities trader at Schroders Investment Management sentenced for insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing. -
FCA welcomes a significant milestone in the development of standards in FX markets through the publication of the BIS Global FX Code
It represents a key step in the development of principles governing trading practices in FX markets worldwide. ... the rules against market manipulation and abuse. -
FCA Research into the issue of de-risking
We note that banks, like all firms, are subject to competition law, in particular the prohibitions on anticompetitive agreements and abuse of market power contained in the UK Competition Act 1998, -
FCA fines and bans financial adviser for insider dealing
The Financial Conduct Authority (FCA) has today fined Mark Taylor, a financial adviser, £36,285 and banned him for a period of at least two years for engaging in market abuse. ... Individuals with information about market abuse can call the FCA’s -
Insider dealers sentenced in Operation Tabernula trial
In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment. -
Two convicted of insider dealing in Operation Tabernula trial
In a case brought by the FCA and following a three-month trial at Southwark Crown Court, two defendants – a senior investment banker and a Chartered Accountant – have been convicted of conspiring to insider deal. -
15 month suspended sentence for director of debt management firm
A director of three debt management firms has been sentenced to 15 months in prison, suspended for two years, and 200 hours of community service for fraud by abuse of position. ... Where we become aware of potential criminal activity in markets that we -
Former equities trader pleads guilty to insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.